Norman Todd, CMIIA, CIA, CFSA, CFE, CCSA, CRMA
Cologne Area, Germany
Head of Internal Audit, Sumitomo Mitsui Banking Corporation Düsseldorf, Assistant General Manager
Banking
Education
Chartered Institute of Internal Auditors UK & Ireland (CIIA) 2009 — 2013
Chartered Internal Auditor, CMIIA, IIA Advanced Diploma in Internal Auditing and Management
The Institute of Internal Auditors (IIA) 2012 — 2012
Certification in Risk Management Assurance, CRMA
The Institute of Internal Auditors (IIA) 2009 — 2009
Certification in Control Self-Assessment, CCSA
Association of Certified Fraud Examiners (ACFE) 2008 — 2008
Certified Fraud Examiner, CFE
The Institute of Internal Auditors (IIA) 2007 — 2007
Certified Financial Services Auditor, CFSA, Specialist subject: Securities / Wertpapiere
The Institute of Internal Auditors (IIA) 2001 — 2003
Certified Internal Auditor, CIA
Düsseldorf Stock Exchange / Deutsche Börse Frankfurt 1998 — 1998
Xetra Trader
Business Management School Duisburg-Mitte, Duisburg 1997 — 1998
None, Business Studies (BWL) with focus on Accounting (Rechnungswesen)
BankAkademie / Chamber of Industry and Commerce (IHK) Duisburg 1995 — 1997
Bankfachwirt / Bank Business Administrator, Specialist subject: Wertpapiere / Securities
Language School Düsseldorf 1994 — 1995
None, Translator (Übersetzer) English / German
Experience
SMBC Düsseldorf September 2011 - Present
WestLB AG Düsseldorf August 2009 - August 2011
WestLB London Branch August 2007 - August 2009
WestLB Girozentrale / WestLB AG Düsseldorf July 2001 - July 2007
WestLB Girozentrale Düsseldorf / Münster December 1998 - June 2001
Skills
Anti-Geldwäsche, Enterprise Risk..., Operationelles..., Fraud, Schuldscheindarlehen, Unternehmensfinanzierung, Financial Services, Risikomanagement, Derivate, Stammaktien, Equities, Finanzdienstleistungen, Risk Assessment, Anti Money Laundering, Market Risk, Corporate Finance, Aktienhandel, Trading, MaRisk, Derivatives, Wertpapiere, AML, FX Options, Operational Risk..., Depotgesetz, Rentenhandel, Operational Risk, Operationelles Risiko, WpHG, KYC, Private Banking, Asset Management, Financial Markets, Structured Products, Risk Management, Securities, MiFID