Chartered Institute for Securities and Investment, London, United Kingdom
The Chartered Institute for Securities & Investment (CISI) is the largest and most widely respected professional body for those who work in the securities and investment industry in the UK and in a growing number of major financial centres round the world.
Chartered Institute for Securities and Investment Alumni
Sangita Bhatia
Legal and Compliance Professional
Investment Banking
Education
Chartered Institute for Securities and Investment 2007 — 2009
CISI Diploma in Investment Compliance
Inns of Court School of Law 1999 — 2000
Bar Vocational Course
Brunel University London 1996 — 1999
Bachelor’s Degree, Bachelor of Laws, Honours
Experience
PIMCO November 2012 - June 2015
NOMURA BANK INTERNATIONAL PLC. February 2010 - September 2011
Deutsche Bank April 2009 - August 2009
UBS Investment Bank November 2008 - February 2009
Meteora Partners LLP March 2008 - October 2008
Department for Business, Enterprise and Regulatory Reform September 2005 - November 2007
Skills
Management
Sarah Duffin
Associate Director at HSBC Global Banking and Markets
Banking
Education
Chartered Institute for Securities and Investment 2015 — 2015
Certificate in Investments, UK Regulation & Securities
Auckland University of Technology 2003 — 2007
Bachelor of Business (BBus), Accounting and Tourism
St Cuthberts College 1996 — 2002
'A' Bursary, Accounting, Economics, English, Geography & Statistics
Experience
HSBC Global Banking and Markets November 2014 - Present
Barclays Investment Bank March 2011 - October 2014
Goldman Sachs October 2010 - March 2011
ASB Bank March 2008 - July 2010
Skills
Derivatives, Loans, Investment Banking, Relationship Management, Credit Risk, Commercial Banking, Risk Management, Credit Analysis, Credit, Financial Analysis
Stephen Baughan
Transfer Agency Administrator at The Share Centre
Financial Services
Education
Chartered Institute for Securities and Investment
IAQ OEIC Administration, Unit Trust and OEIC Administration
Experience
The Share Centre April 2013 - Present
The Share Centre November 2009 - April 2013
The Share Centre March 2006 - November 2009
Skills
Investments, Microsoft Office, Financial Services
Stephen Findlay
Associate, M&A and Private Equity at Baker Tilly
Financial Services
Education
Chartered Institute for Securities and Investment 2011 — 2013
Corporate Finance Qualification (CFq), Merit
Institute of Chartered Accountants in England and Wales 2011 — 2011
Certificate in Finance, Accounting and Business
The University of Sheffield 2006 — 2010
MEng, Mechanical Systems Engineering
The Leventhorpe School 1998 — 2005
Experience
Baker Tilly Corporate Finance LLP October 2010 - Present
MBDA September 2005 - August 2009
Skills
Mergers, Buyouts, Financial Services, Mergers & Acquisitions, Business Development, Accounting, Management Buyouts, Equities, Acquisitions, Corporate Finance
Stephen Griffith
Director, Head of Operational Risk Oversight at Coutts
Banking
Education
Bromsgrove School 1980 — 1985
Chartered Institute for Securities and Investment
Experience
Coutts June 2013 - Present
Coutts April 2010 - June 2013
Coutts February 2005 - April 2010
Coutts January 2003 - February 2005
NatWest Stockbrokers July 1999 - December 2002
NatWest Bank September 1985 - July 1999
Skills
Risk Management, Financial Risk, Private Banking, Banking, Operational Risk..., Financial Services, AML, Operational Risk, KYC, Anti Money Laundering, Retail Banking, Wealth Management, Stakeholder Management, Governance, Basel II, Risk Assessment, Investment Banking, Risk Analysis
Steven Joslin
Custody Asset Operations (Asset Income)
Financial Services
Education
Chartered Institute for Securities and Investment 2013 — 2015
IOC - Introduction to Securities and Investment
Sheredes
Experience
Integrated Financial Arrangements January 2013 - Present
Integrated Financial Arrangements February 2010 - December 2012
Integrated Financial Arrangements October 2005 - February 2010
Skills
Corporate Actions, Account Reconciliation, Asset Management, Financial Services, Dividends, Business Analysis, Financial Risk, Investments, Equities, Structured Investments, VBA, Microsoft Word, Data Analysis, Fixed Income, Microsoft Excel, Financial Markets, Derivatives, Relationship Management, Management
Stuart Travis
Business Systems Analyst RBC
Financial Services
Education
BCS, The Chartered Institute for IT
Chartered Institute for Securities and Investment
Experience
RBC May 2015 - Present
Fidelity Worldwide Investment September 2014 - February 2015
J.P. Morgan May 2006 - August 2014
Skills
Change Management, Banking, Swift, Operations Management, Continuous Improvement, Lean Thinking, Systems Analysis, Corporate Actions, Financial Services, Third Party F/X, Business Analysis
Szabolcs Ruzsa
HSBC Bank PLC
Banking
Education
Chartered Institute for Securities and Investment 2014 — 2015
Investments and Securities
Corvinus University of Budapest 2005 — 2011
Master's degree, Capital Markets and Business Valuations
Experience
HSBC Retail Banking and Wealth Management May 2014 - Present
HSBC Retail Banking and Wealth Management October 2013 - May 2014
Lime Wood May 2012 - October 2013
OMV 2007 - 2008
Tatyana Morozova
Reconciler at OneFamily
Financial Services
Education
Chartered Institute for Securities and Investment 2013 — 2013
Introduction to Securities & Investments
Chartered Institute for Securities and Investment 2011 — 2012
ISA Administration
Olé Languages 2010 — 2010
B2 - Upper Intermediate, Spanish language
Hove College 2007 — 2008
LCCI, Creative Communication
Internationa Christian University 2003 — 2007
Bachelor's degree, Business Administration and Management
Experience
OneFamily May 2014 - Present
Family Investments October 2011 - May 2014
Family Investments December 2010 - October 2011
Travel Guard October 2008 - June 2010
Mayer & Co Beschläge GMBH July 2006 - August 2007
School for You September 2005 - May 2006
Skills
Investments, Administration, Risk Management, Customer Service, Financial Services, Teamwork, Account Management, Microsoft Word, Microsoft Excel, Analysis, Management, Insurance, Software Documentation, Change Management, Microsoft Office
Thomas Spires
FX Sales at FXCM
Financial Services
Education
Chartered Institute for Securities and Investment 2014 — 2016
Level 4, Investments and Securities
Bexleyheath Academy 6th Form College 2012 — 2013
Maths, Economics and Politics
Bexleyheath Academy 2007 — 2012
GCSE
Experience
FXCM September 2015 - Present
Baydonhill Foreign Exchange August 2014 - September 2015
SVS Securities June 2013 - May 2014
Novus Capital Markets September 2011 - September 2011
Pershing, a BNY Mellon company August 2011 - August 2011
ICAP July 2011 - July 2011
Skills
Client Development, Manage Client..., FX Options, Foreign Exchange, Currency, Securities, Client Education, Equities, Electronic Trading, Private Equity, Derivatives, Financial Markets, Financial Services, Equity Trading, Trading, Back Office, FX Trading, CFDs, Options, Corporate Actions, Client Relations Skills
Tim Sands FPC, MCSI
Private Client and Corporate Protection Specialist
Financial Services
Education
Nottingham Trent University 1993 — 1996
BA Hons Financial Services, 2:1
Financial Planning Certificate (FPC) 2005 — 2005
University of Teesside 1991 — 1993
HND Business Information Technology
Calday Grange Grammar School 1984 — 1991
Chartered Institute for Securities and Investment 2015 — 2015
Private Client Investment Advice and Management, Wealth Management
Experience
Moneytree Wealth Management July 2015 - Present
Blue Bridge Wealth Structuring Limited March 2014 - Present
SL Investment Management January 2007 - February 2014
Preferred Asset Management (Sales) Limited January 2005 - January 2007
Surrenda-link Limited July 1996 - January 2005
Skills
Fixed Income, Financial Services, Alternative Investments, Due Diligence, Investment Management, Management, Mutual Funds, Relationship Management, Hedge Funds, Capital Markets, Portfolio Management, Investment Strategies, Asset Managment, Investment Advisory, Business Development, Financial Markets, Investment-linked..., Investments, Asset Management, Wealth Management
Tom Burt
Investment Manager at Ares Life Sciences
Venture Capital & Private Equity
Education
Harvard Business School 2011 — 2011
-, VC/PE Module
Chartered Institute for Securities and Investment 2006 — 2006
Certificate in Corporate Finance
University College London, U. of London 2001 — 2006
Eng.D., Biochemical Engineering & Bioprocess Leadership
The University of Birmingham 2000 — 2001
M.Sc., Biochemical Engineering
University of Leeds 1997 — 2000
B.Sc., Biotechnology
Experience
Ares Life Sciences January 2013 - Present
Novo A/S January 2010 - January 2013
Piper Jaffray June 2006 - January 2010
GlaxoSmithKline September 2001 - September 2005
Skills
Healthcare, Mergers, Equity Research, Emerging Markets, Pharmaceutical Industry, Investment Banking, Technology Transfer, Corporate Finance, Financial Modeling, Venture Capital, Investments, Lifesciences, Due Diligence, Valuation, Equities, Private Equity, Corporate Development, Biotechnology
Tom Fraser
Operational Risk at Brown Shipley
Banking
Education
Chartered Institute for Securities and Investment
Operational Risk, UK Regulation and Professional Integrity
Loughborough University 2007 — 2011
BSc (Hons), Management Science
St. Mary's College
PGC, International Business Practice
Experience
Brown Shipley May 2014 - Present
Barclays Wealth and Investment Management November 2012 - May 2014
US Trust September 2011 - September 2012
Allianz Insurance PLC June 2011 - September 2011
Olympus July 2009 - July 2010
Skills
Governance, Change Management, Management, Financial Risk, Strategy, Project Management, Business Strategy, Business Planning, Business Analysis, Banking, Data Analysis, Risk Management
Tony Cole
Likeable, competent professional. Looking for challenging opportunities in finance or consultancy
Investment Management
Education
Cass Business School 2014 — 2016
Master's Degree, Finance and Investment 2016 (expected), Expected Grade Distinction
University of London 2008 — 2012
BSc, Financial Economics, First Class Honours
Chartered Institute for Securities and Investment 2014 — 2016
CISI Diploma, Level 6
Experience
Royal London Asset Management April 2013 - Present
Royal London Asset Management November 2011 - April 2013
Royal London Asset Management November 2010 - November 2011
Royal London Asset Management March 2001 - November 2010
Xerox February 2000 - March 2001
Various March 1996 - February 2000
Tony Fitzpatrick
Finance Director at Money Markets International
Financial Services
Education
ACCA 1986 — 1993
FCCA, Accountancy
University College Dublin 2014 — 2015
Professional Diploma in Financial Advice - QFA
Chartered Institute for Securities and Investment 1995 — 1997
MCSI, Financial Services
Digital Marketing Institute 2010 — 2011
Diploma in Digital Marketing, Digital Marketing
London Stock Exchange 1994 — 1994
Registered Representitive of the London Stock Exchange (now incorporated in CISI), Stockbroking
Blackrock College 1973 — 1985
Experience
Money Markets International Limited November 2001 - Present
360 Search October 2010 - Present
Institute of Investing & Financial Trading November 2009 - Present
Nebula Technologies Limited 2001 - 2002
CR2 1999 - 2001
MMI Stockbrokers Ltd October 1992 - February 1999
Skills
Business Development, Finance, Financial Markets, Management, Financial Services, Accounting, Financial Regulation, Strategy, Financial Planning, Strategic Financial..., Asset Management, Investments, Restructuring, Treasury, Compliance, Risk Management
Vasil Iliev
at
Financial Services
Education
Chartered Institute for Securities and Investment 2009 — 2012
Diploma, Investment Operation Global Security and Operation
The Chartered Insurance Institute 2009 — 2010
Financial Administration Qualification CFP, Finance and Financial Management Services
Manchester Business School 2008 — 2009
Diploma, International Trust Management
Bournemouth University 2006 — 2008
Bachelor's degree, Business Administration and Management, General
Experience
J.P. Morgan Asset Management March 2014 - Present
JPMorgan Chase February 2011 - March 2014
Royal London 360 January 2010 - January 2011
Royal London 360 June 2007 - January 2010
Skills
Investment Banking, Legal Compliance, Banking, Trust Management, Risk Management, Trading, Equity Trading, Fixed Income Analysis, Operations Management, Fund Administration
Victoria Hoskins
Investment Director, Charities Specialist, Rathbone Greenbank London
Investment Management
Education
Chartered Institute for Securities and Investment
Chartered Fellow
St Mary's College Wellington NZ
Experience
Rathbone Brothers Plc September 2015 - Present
Barclays Wealth November 2010 - September 2015
LankellyChase Foundation October 2002 - October 2014
Barclays Wealth September 2007 - November 2010
Barclays Wealth May 2002 - September 2007
Gerrard 2002 - 2007
Skills
Wealth Management..., Private Banking, Investments, Equities, Asset Management, Leadership, Financial Services, Investment Management, ETFs, Financial Risk, Securities, Management, Credit, Cash Management, Fixed Income, Hedge Funds, Wealth Management, Asset Allocation, Portfolio Management, Finance, Pensions
Walid Saad - MBA
Investment Relationship Manager and Advisor Seeking New Career Opportunity
Banking
Education
Lebanese American University 2003 — 2005
Master of Business Administration (M.B.A.), Managment and Finance, 3.5/4 (87.5%)
Lebanese American University 2000 — 2003
Bachelor’s Degree, Banking and Finance, Total GPA 3.82/4 and 3.95/4 on Business Courses (94%)
ESA BUSINESS SCHOOL 2012 — 2013
Lebanese Regulations, Banking
ESA BUSINESS SCHOOL 2012 — 2012
Investments and Risks, Banking, Corporate, Finance, and Securities Law, 47/50
Chartered Institute for Securities and Investment 2014 — 2015
Investment Advice Diploma (IAD), Investments and Securities
Experience
BankMed April 2012 - August 2014
BLOM BANK s.a.l. October 2007 - October 2011
BLOM Bank January 2007 - September 2007
BLOM Bank July 2003 - February 2007
Skills
Commercial Banking, Management, Branch Banking, Marketing Communications, English, Corporate Finance, Investments, Credit Risk, Retail Banking, Team Management, Customer Service, Negotiation, Portfolio Management, Coaching, Credit Analysis, Customer Satisfaction, Sales Operations, Finance, CRM, Employee Training, Business Strategy, Sales Management, Marketing Strategy, Project Planning, New Business Development, Relationship Management, Business Development, Management Consulting, Business Analysis, Marketing, Business Planning, Time Management, Financial Analysis, Sales, Credit, Financial Risk, Strategy, Performance Management, Banking, Analysis, Training, Leadership, Strategic Planning, Team Leadership, Risk Management, Loans, Teamwork, Talent Management, Budgets, Team Building
Wissam Mansour
CEO at Mansour investments SA
Investment Management
Education
Business School Lausanne 2006 — 2008
Master's Degree, Executive MBA
Jami'at Amman Al-Ahliyya 2001 — 2005
Bachelor's Degree, Finance and Banking
IMD Business School
Strategic Marketing in action
Ecole hôtelière de Lausanne
Management courses
Business School Lausanne
Applied Entrepreneurship
IMD Business School
Strategic Finance
Gartner Academy for Leadership Development
Leadership Development for Aspiring CIOs
VIRAK
Successful Project Management
Veridion
ISMS Auditor/ Lead Auditor course (ISO 27001:2005)
Chartered Institute for Securities and Investment
FSA financial Regulation Certificate
Experience
Mansour investments SA May 2014 - Present
The Modern Designs for property development May 2014 - Present
venture kick July 2015 - Present
MIG Bank November 2008 - December 2013
MIG Investments SA January 2008 - October 2008
MIG Investments SA January 2006 - December 2007
Future Horizons for Investments and Trading January 2005 - December 2005
Skills
Banking, Investments, Bloomberg, Finance, Commodity, Portfolio Management, Equities, Fixed Income, FX Options, MetaTrader, Market Data, Business Strategy, Back Office, Trading, Business Analysis, Governance, FX trading, Financial Services, Financial Risk, Risk Management, IT Management, Electronic Trading, Asset Management, IT Strategy, Analysis, Foreign Exchange, Technical Analysis, Private Banking, ITIL, Financial Markets, Capital Markets, Change Management, Core Banking, Investment Banking, Trading Systems, Derivatives, Wealth Management, Currency
hussein dajani
Private Banking at Europe Arab Bank
Financial Services
Education
Chartered Institute for Securities and Investment 2014 — 2015
Chartered Institute for Securities & Investments CISI Level 4 Diploma in Investment Advice, Banking and Finance
Richmond, The American International University in London 2008 — 2011
BA International Business
ACS Cobham International 2004 — 2006
International Baccalaureate
Experience
Europe Arab Bank March 2012 - Present
TTT Moneycorp May 2011 - May 2012
Portia lettings August 2010 - September 2010
UBS, London August 2008 - September 2008
Blom Bank France August 2005 - September 2005
Levant Consultants LLP January 2001 - February 2001
william keogh
investment manager at Brewin Dolphin
Financial Services
Education
BPP Law School 2009 — 2010
Graduate Diploma in Law, Merit
University of Bristol 2006 — 2009
Chartered Institute for Securities and Investment
Wealth Masters
Radley College
Experience
Brewin Dolphin October 2010 - Present
Skills
Investment Management, Wealth Management, Investments, Portfolio Management