Chartered Institute for Securities and Investment, London, United Kingdom
The Chartered Institute for Securities & Investment (CISI) is the largest and most widely respected professional body for those who work in the securities and investment industry in the UK and in a growing number of major financial centres round the world.
Chartered Institute for Securities and Investment Alumni
James Brierley
Operations Analyst at Impax Asset Management
Accounting
Education
The Chartered Institute of Management Accountants 2015 — 2019
Chartered Institute for Securities and Investment 2015 — 2017
Investment Operations Certificate
University of Durham 2010 — 2013
Bachelor of Arts (Hons), Accounting & Finance, 2.1
Monmouth School 2005 — 2010
Bassaleg School 2003 — 2005
Experience
Impax Asset Management March 2015 - Present
Islandbridge Capital February 2014 - March 2015
Deloitte UK September 2013 - February 2014
Cadwaladers Ice Cream June 2013 - September 2013
Skills
Business Strategy, Sales Management, Budgets, Customer Service, Social Media Marketing, Management Consulting, Team Leadership, Social Networking, Sage, Sales, Marketing Communications, English, Event Management, New Business Development, Microsoft Excel, Microsoft Office, Strategic Planning, factset, Teamwork, Accounting, Team Building, Social Media
James Brittain
Head of Careers and Higher Education at Millfield School
Education Management
Education
Cambridge Occupational Analysts (COA) 2013 — 2014
Certificate in Leading and Managing Careers Work in Schools
Chartered Institute for Securities and Investment 2010 — 2011
Introduction to Securities and Investments, Merit
South West Mountain and Moorland Leader Training Scheme 2009 — 2010
Summer Moorland Camping Leader
Mountain Leader Training England 2008 — 2010
Walking Group Leader Award
General Teaching Council for England (GTC) 2004 — 2005
Qualified Teacher Status (QTS)
University of Worcester 2004 — 2005
Postgraduate Certificate in Education (PGCE)
The Chartered Insurance Institute, London 1983 — 1996
Associate of the Chartered Insurance Institute (ACII)
The University of Edinburgh 1979 — 1983
B.Com (Hons), Business Studies & German, 2:1
Dulwich College 1974 — 1979
A levels in French, German and Economics
Experience
Millfield School September 2012 - Present
The Duke of Edinburgh's Award September 2010 - Present
Millfield School September 2005 - Present
Droitwich Spa High School January 2006 - April 2006
Dyson Perrins High School October 2005 - December 2005
Aon September 1986 - August 2004
Willis September 1983 - August 1986
Skills
Public Relations, Strategic Planning, Research, Marketing Communications, Public Speaking, Educational Leadership, Outdoor Education, Teaching, Policy, Leadership Development, Team Leadership, Educational Technology, Coaching, Teacher Training, Social Media, Staff Development
James Shackell
HSBC Global Asset Management
Financial Services
Education
Chartered Institute for Securities and Investment 2013 — 2014
Investment Advice Diploma ( RDR Level 4)
Leeds University 2009 — 2012
Psychology BSc (hons), 2:1
Experience
HSBC Global Asset Management January 2015 - Present
Fisher Investments UK July 2012 - December 2014
Pindex December 2012 - March 2014
Skills
Entrepreneurship, Promotions, Social Networking, Telecommunications, Ambitious Self starter, Portfolio Management, Finance, Asset Managment, Direct Sales, Originality, Leadership
James Tudor
Compliance Associate at FXCM
Financial Services
Education
Chartered Institute for Securities and Investment 2015 — 2015
CISI Level 3 Certificate for Introduction to Securities & Investment
University of Reading 2010 — 2013
Bachelor of Laws (LL.B.), Law, 2:1
Torquay Boys' Grammar School 2003 — 2010
A-Levels - AAB
Experience
FXCM April 2014 - Present
Skills
Document Drafting, Risk Management, Foreign Exchange, Financial Services, Financial Regulation, FX Trading, Compliance Regulations, Regulatory Requirements, Alternative Investments, MiFID, Microsoft Office, FX Derivatives, Investments, Retail Banking, Compliance, Microsoft Excel, Derivatives, Financial Markets
James Tulloch
Discretionary Wealth Manager at HSBC
Financial Services
Education
Chartered Institute for Securities and Investment 2009 — 2011
CISI Masters in Wealth Management
Investment Management Certificate (IMC) - CFA Society United Kingdom 2008 — 2008
Oxford Brookes University 2003 — 2006
Bachelor of Arts (BA), History, 2:1
Experience
HSBC March 2007 - Present
Skills
Investment Management, Multi-Asset Investment..., Investment Strategies, Portfolio Management, Investments, Asset Management, Financial Services, Wealth Management, Wealth Management...
Jason Tsz Hong Law
Foreign Exchange, Investor Visa and Investment Management Associate at Novus Exchange
Financial Services
Education
Chartered Institute for Securities and Investment 2015 — 2015
Level 4 Investment Advice Diploma
St. Mary’s University, Twickenham 2014 — 2015
PGC, International Business Practise, Merit
Aberystwyth University 2011 — 2012
Master of Science (MSc), Management, Pass
Aberystwyth University 2007 — 2011
Bachelor of Arts (B.A.), Law & Business Management, 2:2
Ipswich School 2004 — 2007
GCSE & A-Level
Experience
Novus Exchange July 2015 - Present
SVS Securities Plc April 2015 - July 2015
BGC Partners March 2014 - April 2015
Law & Co September 2003 - March 2014
JD Sports Fashion plc June 2011 - September 2012
Four Seasons Hotel June 2010 - August 2010
Cambrian News November 2008 - July 2010
Rowland Chow, Chan & Co July 2009 - September 2009
Aberystwyth Students Union December 2008 - August 2009
The Courier September 2007 - January 2009
Skills
GMO, Human Resources, Marketing, Legal Writing, BR, Teamwork, Budgets, TDMS, Data Entry, Advertising, Sales, Social Media, Interactive Brokers, Customer Satisfaction, Retail, TRAX, Time Management, Management, Business Strategy, Finance, Marketing Strategy, Customer Service, CDM
Jenni Herbert
Corporate Access and IR Specialist
Financial Services
Education
Chartered Institute for Securities and Investment
CISI Level 3 Certificate in Investments (Securities)
Investor Relations Society (UK)
Certificate in Investor Relations
Stonebridge Associated Colleges
Diploma in Personal Fitness Training
School of Natural Health Sciences 2004 — 2006
Higher International Diploma in Complementary Therapies, A
University of South Africa/Universiteit van Suid-Afrika 1991 — 1993
Associate’s Degree, Chartered Institute of Secretaries and Administrators
Experience
Liberum Capital Limited May 2009 - May 2015
Bishopsgate Communications 2006 - 2009
NMB PLC 2004 - 2005
MWEB 2000 - 2002
Lincolnshire Training and Enterprise Council 1999 - 1999
Randalls Holdings Ltd 1992 - 1999
Speciss College 1991 - 1991
Skills
Investor Relations, Client Relations, Corporate Communications, Client Services, Strategic Communications, Public Relations, Events Organisation, Account Management
Jennifer F Coles ACSI
Investment Assistant at Investec Wealth & Investment
Investment Management
Education
Chartered Institute for Securities and Investment 2015 — 2016
Level 4 Investment Advice Diploma
Chartered Institute for Securities and Investment 2008 — 2010
Level 3 Certificate in Investments
Bournemouth School for Girls 1997 — 2004
Computing, French & German
Experience
Investec Wealth & Investment February 2011 - Present
Williams de Broe July 2006 - February 2011
JP Morgan Chase August 2004 - July 2006
Skills
Financial Regulation, Financial Analysis, Investment Advisory, Microsoft Excel, Bloomberg Terminal, Fund Accounting, Financial Services, Middle Office, Asset Management, Investment Banking, Financial Risk, Account Reconciliation, Investment Management, Wealth Management, Back Office, Risk Management, Mutual Funds, Investments, Investment Strategies, Portfolio Management, Valuation, Operational Risk, Fixed Income, Securities, Financial Markets, Alternative Investments, Asset Allocation, Equities, Fund Of Funds, Corporate Actions, Asset Managment, Bonds
Jennifer Perry
at
Investment Management
Education
Chartered Institute for Securities and Investment 2013 — 2014
Chartered Wealth Manager (Level 7)
Chartered Institute of Securities and Investment 2013 — 2013
Investment Advice Diploma (Level 4)
Oxford Brookes University 2008 — 2011
BSc, Real Estate Management
Loretto School 2004 — 2008
Experience
UBS Wealth Management February 2014 - Present
Brewin Dolphin April 2013 - January 2014
Brewin Dolphin January 2012 - April 2013
Jones Lang LaSalle August 2009 - August 2009
Jones Lang LaSalle January 2008 - January 2008
Skills
Asset Management, Investment Advisory, Investment Strategies, Financial Services, Asset Allocation, Hedge Funds, Investment Management, Investments, Asset Managment, Bloomberg, Wealth Management, Fixed Income, Wealth, Valuation, Commercial Real Estate, Equities, Portfolio Management
Jeremy Williams
Sales Trader at J.P. Morgan
Investment Banking
Education
UCL 2012 — 2013
MSc, Management minor in Finance, Distinction
ICMA Centre 2009 — 2012
BSc (Hons), Finance and Investment Banking, First Class Honors (1.1)
Chartered Institute for Securities and Investment
Capital Markets Porgramme, Level 3 Certificate in Securities, Level 3 Certificate Derivatives
Experience
J.P. Morgan June 2015 - Present
J.P. Morgan April 2013 - Present
Skills
Securities, Trading, Equities, Risk Management, Derivatives, Investment Banking
Jessica Hocking
Policy Adviser at Financial Ombudsman Service
Financial Services
Education
Chartered Institute for Securities and Investment 2014 — 2015
Regulation and Compliance, Finance and Regulation
Kaplan Law School 2012 — 2013
BPTC, Law
The London School of Economics and Political Science (LSE) 2008 — 2011
LLB, Law
Experience
Financial Ombudsman Service AdjudicatorFinancial Ombudsman ServiceSeptember 2013 - February 2015
The Access to Justice Foundation July 2013 - August 2013
Jessica Malcolm
Business Analyst at SANTANDER GLOBAL BANKING AND MARKETS
Banking
Education
BCS The Chartered Institute for IT
Foundation Certificate in Business Analysis
Chartered Institute for Securities and Investment
UK Financial Regulation
University of Leeds
Bachelor’s Degree, Mathematics and Physics BSc
Experience
SANTANDER GLOBAL BANKING AND MARKETS December 2012 - Present
Jo Zhou
Bank of China (UK) Ltd
Banking
Education
Chartered Institute for Securities and Investment 2012 — 2012
Investment Advice Diploma (CISI Level 4), Investment Advice Diploma
Keele University 2009 — 2010
MSc (distinction), Finance & Management
Experience
Bank of China March 2014 - Present
Bank of China July 2013 - March 2014
Bank of China March 2011 - July 2013
Keele University February 2011 - March 2011
Keele University October 2010 - January 2011
Skills
Wealth Management, Commercial Banking, Financial Risk, Equities, FX Options, Cash Management, Financial Analysis, Securities, Banking, Fixed Income, Mandarin, Investments, Portfolio Management, Private Banking, Risk Management, Retail Banking
Jonathan Bradshaw
Wealth Manager at MoneyDoctor Professional Wealth Management
Financial Services
Education
Chartered Institute for Securities and Investment 2010 — 2010
Certificate In Investments (Investment Management), Finance, General
Chartered Insurance Institute 2008 — 2009
Diploma In Personal Finance, Finance, General
Chartered Institute of Personel and Development 2001 — 2002
Certificate In Personnel
Chartered Management Institute 2001 — 2002
Certificate in Mangement
Chartered Insurance Institute 1999 — 1999
Financial Planning Certificate, Finance, General
Goldsmiths College, U. of London 1993 — 1996
BSc(Hons), Psychology
Birkenhead School 1986 — 1993
3 A Levels, 9 GCSEs
Experience
MoneyDoctor Professional Wealth Management May 2014 - Present
Ault IFA February 2008 - April 2014
Buckles Investment Services Ltd April 2005 - December 2007
Portland IFA Ltd February 2002 - March 2005
Skills
Strategic Financial..., Inheritance Tax Planning, Wealth, Savings, Financial Planning, Pensions, Investment Advisory, Asset Allocation, Investments, Critical Illness, Investment Management, Retirement Planning, Investment Strategies, Trusts, High Net Worth..., Wealth Management, Financial Advisory, Wealth Preservation..., Retirement
Jonathan Nield
Corporate Finance / IBD / PrivateSide Compliance Advisory Specialist
Investment Banking
Education
BPP Law School
Joint Insolvency Examining Board
Chartered Institute for Securities and Investment
Registered Rep (including securities & derivatives modules) and Regulation & Compliance diploma
Institute of Chartered Accountants in England and Wales
FCA
University of Kent
BA (Hons), Economics and History
Experience
HSBC Global Banking and Markets May 2015 - Present
Enjoying a career break February 2015 - April 2015
RBS Corporate & Institutional Banking October 2011 - January 2015
Deutsche Bank April 2007 - October 2011
Kaupthing Singer & Friedlander January 2007 - April 2007
Barclays Investment Bank July 2006 - December 2006
Societe Generale Corporate and Investment Banking - SG CIB October 2004 - July 2006
Financial Conduct Authority January 2000 - October 2004
PwC December 1994 - January 2000
Skills
Finance, Policy creation and..., Fixed Income, Corporate Finance, Policy Analysis, Derivatives, Conflicts of Interest, Equities, Corporate Banking, Capital Markets, Information Controls, Employee Training, Financial Regulation, Regulatory Compliance, Management, Personal Conflicts, Regulatory Analysis, Financial Risk, Financial Services, Regulatory Requirements, Global Regulatory..., Exprienced private side..., Banking, Control Room, Client Confidentiality, Anti Money Laundering, Commercial Banking, Investment Banking, Risk Management
Jonathan Storey
Cass Business School, MSc in Management 20142015
Investment Management
Education
Chartered Institute for Securities and Investment 2015 — 2016
Chartered Wealth Manager Qualification, Investments and Securities
Cass Business School 2014 — 2015
Master of Science (MSc), Business Administration and Management, General
Birkbeck College, University of London 2012 — 2014
Graduate Diploma in Finance, Finance, General
Royal College of Music 2009 — 2011
Master of Music in Advanced Performance, Music
University of York 2006 — 2009
Bachelor of Arts (BA), Music, Honours: 1st class
Experience
Piano Teacher September 2010 - Present
Hampton Court Capital March 2013 - November 2013
Katherine Edwards
Paraplanner at The Sound Financial Planning Group
Investment Management
Education
The Chartered Insurance Institute 2015 — 2015
Certificate in Life & Pensions
CFA Society of the UK 2008 — 2008
Investment Management Certificate, UK Regulation & Markets and Investment Practice
The Chartered Insurance Institute 2005 — 2007
Certificate in Financial Planning
University of the West of England 2001 — 2005
BA (Honours) Business Studies, 2.1
Chartered Institute for Securities and Investment 2004 — 2004
Investment Administration Qualification
Experience
The Sound Financial Planning Group May 2014 - Present
S&P Capital IQ December 2011 - April 2014
Aviva Investors December 2007 - November 2011
PFP Wealth Management LLP July 2006 - November 2007
Phillip J Milton & Company Plc June 2005 - July 2006
Hill Martin Asset Management 2003 - 2004
Skills
Portfolio Management, Fund Of Funds, Financial Advisory, Equities, Investment Strategies, Economics, Financial Markets, Analysis, Strategic Financial..., Mutual Funds, Asset Allocation, Asset Management, Investment Management, Investments, Socially Responsible...
Kelly Cameron
Client Service Manager at Baillie Gifford
Investment Management
Education
Chartered Institute for Securities and Investment
Master’s Degree, Investments and Securities
The University of Edinburgh 2010 — 2011
Master of Laws (LLM), Law
University of Aberdeen 2006 — 2010
Master of Arts (MA), Economics
St George's School for Girls 1994 — 2006
Experience
Baillie Gifford July 2013 - Present
Intergen November 2011 - June 2013
Standard Life Investments July 2006 - August 2006
Skills
Energy Markets, Microeconomics, Electricity Markets, Energy Industry, Power Plants, VBA, Financial Modeling, EU Competition Law, Commodity, Trading, Analysis, Gas, Gas Plants, Commodity Markets, Natural Gas, Macroeconomics, Microsoft Excel, Energy, Economics, Thomson Reuters Eikon, Hedging
Kenneth MacDonald
Vice President at Morgan Stanley
Financial Services
Education
The University of Glasgow 2002 — 2003
PGDip, Information Technology
The University of Glasgow 1998 — 2002
Bachelor of Science (B.Sc.), Molecular Biology
Chartered Institute for Securities and Investment
Diploma in Investment Operations, Operations Management
Experience
Morgan Stanley
Skills
Vendor Management, Bloomberg, Financial Markets, Risk Management, Options, Derivatives, Electronic Trading, Fixed Income, Business Analysis, Investment Banking, Securities, Financial Services, Equities
Kerry Conway
Education
Chartered Institute for Securities and Investment 2011 — 2011
Unit 1 Investment Operations Certificate, Introduction to Securities & Investments
Chartered Institute of Legal Executives 2004 — 2005
CILEx Level 3. Unit 1 Introduction to Law & Practice
St Anne's Diocesan College 1997 — 2001
Matric
Experience
Ruffer LLP April 2011 - Present
Bishop & Sewell LLP December 2005 - April 2011
Kieran Fox
Director Business Development at Irish Funds Industry Association
Financial Services
Education
Chartered Institute for Securities and Investment 1999 — 1999
Securities Representative - Section 2
Chartered Institute for Securities and Investment 1999 — 1999
Futures & Options Representative
Ulster University 1997 — 1998
Post Grad Certificate Computing & Information Systems
Queen's University Belfast 1993 — 1997
Bachelor of Science (BSc), Finance
St. Columb's College 1987 — 1993
Experience
Irish Funds August 2007 - Present
Central Bank of Ireland December 2005 - July 2007
Clarke & Bartlett Asset Management September 2001 - March 2005
Aspect Capital Limited 1998 - 2001
Litchfield Capital 1998 - 1998
Skills
Investments, Fund Administration, Securities, Portfolio Management, Financial Markets, Asset Management, Investment Management, Valuation, Alternative Investments, Equities, Quantitative Research, Hedge Funds, Capital Markets, Derivatives, Mutual Funds, Risk Management, Asset Managment
Kirsty Abbott
VP, Credit Risk Analyst at Wells Fargo
Financial Services
Education
Chartered Institute for Securities and Investment 2010 — 2010
Introduction to Securities and Investments
Chartered Institute for Securities and Investment 2010 — 2010
Financial Regulation
University of Essex 2005 — 2008
Bachelor of Laws (LL.B.), Law, 2:1
St John Payne 1998 — 2005
High School
Experience
Wells Fargo November 2013 - Present
Wells Fargo March 2011 - October 2013
Financial Ombudsman Service September 2009 - March 2011
Skills
Banking, Risk Management, Corporate Social..., Control Room, Regulatory Compliance, Financial Services, Credit Risk, Dispute Resolution
Kishen Kumar ACSI
Stockbroker at SVS Securities Plc
Banking
Education
Chartered Institute for Securities and Investment 2014 — 2015
Investment Advice Diploma Level 4, Investments and Securities
King's College London, U. of London 2010 — 2013
Bachelor of Science (BSc), Mathematics, Second Class Honours
St. Dominic's Sixth Form College 2008 — 2010
Experience
SVS Securities Plc March 2015 - Present
SVS Securities Plc September 2014 - February 2015
SVS Securities Plc June 2014 - August 2014
Private Tuition January 2008 - May 2014
Cardomom Restaurant and Sports bar Lounge June 2011 - September 2011
Skills
Equity Derivatives, Financial Markets, Banking, Asset Management, Customer Service, Microsoft Office, Team Leadership, Stock Trading, FX trading, Time Management, Tutoring, CFDs, Portfolio Management, Financial Analysis, Financial Risk, Risk Management, Teamwork, Data Analysis, Equities, Derivatives, Indices
Landry Esingle Richard
Associate
Financial Services
Education
The University of Dundee 2002 — 2007
Bachelor's degree, Accounting and Finance, 2:2
Chartered Institute for Securities and Investment
Investment operation certificate
Experience
State Street November 2013 - Present
Capita March 2010 - November 2013
Alliance Trust July 2007 - March 2010
Skills
Financial Services, Investments, Securities
Laura Mclelland
Trainee Investment Manager at Brooks Macdonald
Investment Management
Education
Chartered Institute for Securities and Investment 2013 — 2014
Chartered Wealth Manager
Chartered Institute for Securities and Investment 2013 — 2013
Investment Advice Diploma
University of Oxford 2006 — 2011
MMath 1st class (hons), Mathematics and Statistics
Queen Elizabeth Grammar School, Penrith 1999 — 2006
Experience
RSM Tenon June 2012 - October 2012
Mark Warner November 2011 - May 2012
Laura Thurston-Garry
Compliance and Risk Analyst at Marlborough Fund Managers
Financial Services
Education
The Chartered Institute of Management Accountants 2014 — 2018
CIMA Professional Qualification, Accounting and Business/Management
Chartered Institute for Securities and Investment 2015 — 2015
CISI Investment Operations Certificate (IOC)
The Manchester Metropolitan University 2009 — 2012
BA(Hons), Business Administration and Finance, Upper Second
Yarm School 2007 — 2009
Teesside High School 2000 — 2007
Experience
Marlborough Fund Managers November 2014 - Present
BNY Mellon January 2014 - November 2014
BNY Mellon October 2012 - January 2014
Selfridges June 2011 - January 2012
Agent Provocateur October 2010 - March 2011
Skills
Elocution, Team Management, Risk Management, Teamwork, Performance Appraisal, Team Building, Equities, Team Leadership, Leading Meetings, Banking, Microsoft Office, Financial Risk..., Financial Risk, Managing Meetings, Financial Reporting, Communication, Corporate Finance, Customer Experience, Personal Financial..., Information Technology, Marketing, Relationship Management, Cross Cultural..., Company Valuation, French, Finance, Communication Skills, Investments, Personal Development..., Staff Appraisal
Laura Tunnicliffe
Stock Settlements Administrator at Marlborough Fund Managers Ltd
Investment Management
Education
Chartered Institute for Securities and Investment 2015 — 2016
IOC
Experience
Marlborough Fund Managers Ltd September 2007 - Present
Laurence Jarvis-Smith
Consultant
Research
Education
Chartered Institute for Securities and Investment 2015 — 2015
Investment Management Certificate (IMC) Level 4
Royal Military Academy Sandhurst (RMAS) 2011 — 2012
Commissioning Course
Aston University 2007 — 2011
BSc (Hons), Economics and Management, 2:1
Hills Road 6th Form College 2005 — 2007
A-Level
Experience
BrooksQuayle July 2015 - Present
British Army September 2011 - August 2015
PSA Peugeot Citroën July 2009 - July 2010
Skills
Research, Microsoft Office, Investment Management..., Financial Analysis, Presentation Skills, Risk Management, Networking, Team Leadership, Developed Vetting, Banking, Teamwork, Management, ECDL, Business Analysis, Leadership, Data Analysis, Economics, French (conversational), Analysis, Relationship Building, Strategy, Change Management, Training, Business Strategy
Lavina Law
Client Services Manager at Transact
Investment Management
Education
Chartered Institute for Securities and Investment 2014 — 2015
Investment Operations Certificate (IOC)
Southampton Solent University 2008 — 2011
Bachelor of Arts (BA), Business Administration and Management, Accountancy
Langley Park School for Girls 2005 — 2007
3 A-C A-level grades
Holy Trinity College 2000 — 2005
10 A-C GCSE Grades
Experience
Transact May 2014 - Present
Transact March 2013 - May 2014
Kurt Geiger September 2012 - March 2013
Kurt Geiger August 2011 - September 2012
Kurt Geiger August 2010 - August 2011
Skills
Sales, Social Media, Time Management, Microsoft Excel, Teamwork, Microsoft Word, Project Management, Microsoft Office, Photoshop, Customer Service
Lisa Helliwell
Client Advisor Assistant at UBS Wealth Management
Banking
Education
Chartered Institute for Securities and Investment 2014 — 2015
Investment Advice Diploma - CISI Level 4, UK Regulation and Professional Integrity, Investment Risk and Taxation, Securities, Pass - RDR compliant
Experience
UBS Wealth Management May 2011 - Present
Bank of Ireland May 2010 - May 2011
Anglo Irish Bank July 2006 - March 2010
Royal Bank of Scotland plc January 2002 - July 2006
Skills
Risk Management, Financial Analysis, Wealth Management, Relationship Management, Corporate Finance, Restructuring, Business Development, Business Planning, Investments, Portfolio Management, Asset Management, Financial Markets, Financial Planning
Lisa Zammit
Taking a Career Break
Financial Services
Education
Chartered Institute for Securities and Investment 1997 — 1998
Investment Administration Qualification (IAQ), Investments and Securities, Merit Award
Highlands College, Jersey C.I. 1986 — 1987
The Association of Accounting Technicians, Accounting, Intermediate Exam - Pass
Mid Kent College 1980 — 1982
BTEC National Certificate, Business Administration and Management, General
Mid-Kent College 1979 — 1980
BTEC General Certificate, Retailing and Retail Operations, Certificate with Credit
Upbury Manor 1973 — 1978
Experience
Jupiter Group May 2007 - September 2014
Mellon Bank November 2003 - April 2007
F & C 1998 - 2003
Gan Fund Managers 1996 - 1998
Skills
Fixed Income, Equities, Asset Management, Settlement
Luke Carrivick
Head of Internal Audit at Transact
Financial Services
Education
Institute of Chartered Accountants in England and Wales
ACA
Chartered Institute of Internal Auditors - Heads of Internal Audit group
Chartered Institute for Securities and Investment
Chartered Member
University of Southampton 2000 — 2003
BSc, Economics
Experience
Transact April 2011 - Present
Saffery Champness November 2009 - April 2011
Deloitte UK October 2007 - October 2009
Smith & Williamson September 2004 - October 2007
Skills
Business Process..., Risk Management, Regulatory Compliance, Internal Audit, Senior Stakeholder..., Board Relations, Financial Regulation, Corporate Governance
MSc Abuzer Incegoz
Drummonds Bank at Royal Bank of Scotland Group
Banking
Education
The Chartered Banking Institute 2015 — 2015
Professional Qualification, Professional Banker Qualification, Pending
King's College London 2013 — 2014
Master's Degree, International Management and Finance, Merit(66%)
Queen Mary, U. of London 2010 — 2013
Bachelor's Degree, Business Management and Financial Management, Upper Second Division(65%)
Chartered Institute for Securities and Investment
Investment Advice Diploma (IAD), Investments and Securities, Level 4, Pending
Skills
Financial Planning, Customer Service, Quantitative Research, Corporate Communications, Client Relationships..., Microsoft Excel, Microsoft Office, Qualitative &..., Leadership, Communication, Employment, Data Analysis, International Business, Sales, Client Expectations..., Market Research, Business Strategy, Strategic Planning, Insurance, International Business..., Strategic Enterprise..., Relationship Management, Time Management, Financial Services, Teamwork, Community Organizing, Banking, SPSS, Management, Global Human Resources..., Team Management
Mac Lal BEng(Hons) MSc FCCA CTA
Shareholding Managing Director, Chartered Tax Advisor and Accountant at Macneel and Partners Ltd
Real Estate
Education
Chartered Institute of Taxation 1995 — 1996
CTA Tax Advisor, Taxation
Association of Chartered Certified Accountants 1991 — 1994
FCCA
Chartered Institute for Securities and Investment 1990 — 1991
SFA General Securities Representative, Stockbrokers Exam
Imperial College London 1988 — 1989
Master's Degree, MSc Computing Science
Queen Mary, U. of London 1985 — 1988
Engineer's Degree, BEng(Hons) Electronic Engineering
apc training
Experience
Macneel and Partners Ltd September 2001 - Present
Banks/Financial Institutions (Various in City of London) September 1995 - August 2001
Price Waterhouse Coopers September 1993 - September 1995
Hill Samuel (subsidiary of Lloyds TSB Group) September 1990 - September 1993
IBM September 1989 - September 1990
Skills
Contract Negotiation, Investments, Negotiation, Business Strategy, Due Diligence, Customer Service, Commercial Real Estate, Business Planning, Real Estate
Malcolm Bradford
Client Executive, Investor Services
Financial Services
Education
Chartered Institute for Securities and Investment 2015 — 2015
Derivitives unit 3
Chartered Institute for Securities and Investment 2015 — 2015
Securities
CFA 2014 — 2014
CFA Investment Management Certificate Level 4
The University of Birmingham 1997 — 2000
International Studies and Political Science
Haileybury College 1992 — 1997
Maths, Chemistry, Biology A-levels
Experience
Citi February 2015 - Present
Army Air Corp May 2012 - Present
HM Forces September 2002 - Present
Citi July 2014 - July 2014
Credit Suisse June 2014 - June 2014
Bank of America June 2014 - June 2014
Morgan Stanley June 2014 - June 2014
Commando Helicopter Force January 2010 - May 2012
Defence Elementary and Helicopter Flying School May 2007 - December 2009
Royal Marines Commando September 2003 - December 2004
Skills
Risk Management, Spread Betting, Defense, Weapons, Military Aviation, Military Operations, Security Clearance, Leadership, Military Experience, Afghanistan, Trading, Operations Management, Project Management, Military, Operational Planning, Command, position sizing, Ministry Of Defence
Marcus Lang
Commercial Manager at American Express
Financial Services
Education
Henley Business School 2010 — 2013
Master of Business Administration (M.B.A.), Distinction
Chartered Institute for Securities and Investment 2009 — 2009
Certificate in Derivatives
University of East Anglia 1997 — 2000
Bachelor’s Degree, Politics, Philosophy & Economics, 2:1 (Joint Honours)
Experience
American Express February 2015 - Present
American Express January 2014 - February 2015
FXIP Consulting Ltd December 2012 - February 2015
MONEX GRUPO FINANCIERO August 2013 - December 2013
HiFX September 2010 - November 2012
HiFX September 2007 - September 2010
HiFX July 2005 - August 2007
HiFX March 2003 - June 2005
HiFX January 2001 - February 2003
Skills
Spanish, Financial Services, Strategy, Banking, Spanish-speaking, FX Options, Financial Markets, Business Development, LATAM, L&D Strategy, Strategic Business..., Strategic Alliances, Growth Strategies, Foreign Exchange, Management, eFX, Business Strategy, Change Management
Mark Wheeldon
Chartered MSCI, Investment Manager at Brewin Dolphin
Financial Services
Education
Chartered Institute for Securities and Investment 2013 — 2015
CISI - Chartered Wealth Manager Qualification - Level 7 Diploma in Wealth Management.
Chartered Institute for Securities and Investment 2012 — 2013
CISI - Level 4 - Investment Advice Diploma (IAD)
Nottingham Business School, Nottingham Trent University 2008 — 2011
Accounting and Finance, Finance, 2:1
Experience
Brewin Dolphin September 2015 - Present
Brewin Dolphin May 2012 - September 2015
Talbot & Muir Ltd November 2011 - May 2012
Skills
Equities, Portfolio Management, Investment Management, Financial Advisory, Wealth Management, Financial Planning, Fixed Income, Asset Allocation
Marta Jofre Bañeres
Private Banking Advisor Banca Privada | CaixaBank
Investment Banking
Education
Chartered Institute for Securities and Investment 2014 — 2015
CISI - International Certificate in Wealth and Investment Management
UPF Barcelona School of Management 2012 — 2014
Máster en Asesoramiento Patrimonial y Banca Privada
IEB 2011 — 2012
European Financial Advisor (EFA) €FPA España
Universitat Internacional de Catalunya 1990 — 1995
Degree in Economics & Business Administration
Experience
Banca Privada CaixaBank August 2015 - Present
Skills
Banca privada, Mercado de capitales, Structured Finance, Credit Risk, Corporate Finance, Private Banking, Financial Markets, Capital Markets, Derivatives, Valuation, Banca, Equities, Financial Analysis, Investment Banking, Banking, Portfolio Management, Financial Structuring, Structured Products
Matteo Enrico Lasciarrea-Bianco
KYC Anaylst
Banking
Education
University of the West of England 2011 — 2014
Bachelor of Arts (BA), Economics (Money, Banking & Finance), Upper 2:1
ARK PUTNEY ACADEMY 2004 — 2011
Chartered Institute for Securities and Investment
Global Financial Compliance, Banking and Financial Support Services
Private Investment Bank
Experience
Private Investment Bank February 2015 - Present
Lookers plc January 2015 - February 2015
PERFORM November 2014 - December 2014
Sunset events May 2014 - September 2014
University of the West of England September 2013 - December 2013
Urban Youth Society September 2012 - July 2013
City Transfers UK May 2012 - August 2012
Skills
SPSS, Bank Reconciliation, Microfit, iOS, Time Management, KYC, Italian, Cafeteria Management, Anti Money Laundering, Microsoft Office, Teamwork, Compliance, Research, Agresso Business World, Economics, Spanish-speaking, PowerPoint, Account Management, Microsoft Excel, Econometrics, Treasury
Matthew Brooke-Hitching
Associate at Peel Hunt LLP
Banking
Education
Institute of Chartered Accountants in England and Wales
Diploma in Corporate Finance
Chartered Institute for Securities and Investment
Certificate in Corporate Finance
Chartered Institute for Securities and Investment
Foundation Qualification Award
University of Oxford
Master of Engineering (MEng)
Radley College
Experience
Peel Hunt LLP April 2013 - Present
Peel Hunt LLP 2010 - April 2013
Matthew Harding
Software Developer at Reyker
Information Technology and Services
Education
CFA Institute 2015 — 2015
2015 Level I Cadidate in the CFA Program, Finance, General
University of Nottingham 2011 — 2012
Master of Science (MSc), Computer Science, Pass with Distinction
University of Nottingham 2008 — 2011
Bachelor of Science (BSc), Economics, Second Class Honours
Chartered Institute for Securities and Investment 2010 — 2010
Capital Markets Programme, Derivatives, Pass
Esher College 2006 — 2008
High School
Experience
Reyker October 2014 - Present
Cohaesus July 2014 - September 2014
Gala Coral Group November 2012 - April 2014
Barclays Investment Bank June 2012 - August 2012
KPMG UK June 2008 - July 2008
Skills
ASP.NET MVC, Portfolio Optimization, Test Automation, C#, Artificial Neural..., Java, Artificial Intelligence, Octopus, Xcode, Visual Studio, Signalr, Objective-C, Asynchronous, Multithreading, WPF Development, T-SQL Stored Procedures, RedGate, CSS3, IronPython, CSS, C++, ASP.NET AJAX, MobileIron, Object Oriented Design, WPF, iOS development, Python, JSON, Derivatives, RESTful WebServices, Microsoft SQL Server, Ultra Low Latency, Matlab, Stored Procedures, JavaScript, Async, ASP.NET, Test Driven Development, Low Latency, Git, Web Services API, MonoDevelop, Android Development, Kendo, Continuous Integration, HTML 5
Matthew Pomroy
Corporate Finance Senior Manager at Mazars UK
Financial Services
Education
Chartered Institute for Securities and Investment 2014 — 2015
Corporate Finance Qualification, Merit
Institute of Chartered Accountants in England and Wales 2007 — 2010
ACA
The University of Sheffield 2002 — 2006
BA, Economics and Social Policy
Dame Alice Owen's School 1995 — 2002
Experience
Mazars June 2011 - Present
Mazars UK March 2009 - June 2011
CLB Coopers September 2007 - February 2009
Tradition June 2006 - May 2007
Skills
Financial Services, Mergers & Acquisitions, Accounting, Mergers, Financial Accounting, M&A experience, Acquisitions, Financial Reporting, Financial Modeling, Funding, Private Equity, Business Valuation, Corporate Governance, Cash Flow, Corporate Finance, Auditing, UK GAAP, IFRS, Financial Analysis, Banking, Valuation, Due Diligence, Corporate Law, Financial Audits
Matthew Toms
Adjudicator at Financial Ombudsman Service
Law Practice
Education
Chartered Institute for Securities and Investment 2014 — 2016
Investment Operations Certificate (IOC), Investments and Securities
City University London 2009 — 2012
Law LLB (Hons), Law, Class II Upper Division (2.1)
Westminster Kingsway College 2007 — 2009
A Level, Law, Business Studies, and Psychology, AAA
Cumberland Specialist Sports College 2006 — 2007
GCSE, A's and B's (10)
Skills
Typing, Online Research, Document Drafting, Legal Writing, Proofreading, Legal Advice, Constitutional Law, Event Planning, US Constitutional Law, Legal Research, Public Speaking, Analysis, Debate, Team Leadership, Motivation, Research, Journalism, Customer Service, Legal Assistance, Blogging, Online Journalism, Westlaw, Editing, Social Media, Teamwork, Politics, Microsoft Office, Marketing Strategy
Matthew Weston
MBA Candidate at University of Cambridge
Financial Services
Education
University of Cambridge 2015 — 2016
Master of Business Administration (MBA)
CFA Institute 2010 — 2010
Chartered Financial Analyst (CFA) - Level 1
Chartered Institute for Securities and Investment 2008 — 2008
Certificate in Corporate Finance
UCL 2003 — 2006
BA (Hons) Economics and Business
Experience
Bank of Tokyo-Mitsubishi UFJ 2012 - 2014
Bank of Tokyo-Mitsubishi UFJ 2010 - 2012
Bank of Tokyo-Mitsubishi UFJ 2008 - 2010
Deloitte 2006 - 2007
Deloitte 2005 - 2005
Skills
Capital Markets, Strategy, Portfolio Management, Financial Analysis, Investment Banking, Finance, Business Analysis, Banking, Commercial Banking, Financial Modeling, Risk Management, Structured Finance, Derivatives, Corporate Finance, Valuation, Financial Markets, Acquisition Finance
Mehdi Ali Khan
Assistant Vice President at Habib Bank AG Zurich
Banking
Education
Chartered Institute for Securities and Investment 2012 — 2013
Investment Advisory Diploma - Level 4 (FCA), Investments and Securities
Universität Basel 2011 — 2011
Certificate of Advance Studies in Financial Markets, Financial Mathematics
Shaheed Zulfikar Ali Bhutto Institute of Science and Technology 2001 — 2003
Master of Business Administration (M.B.A.), Management
Karachi University 1989 — 1992
Bachelor's Degree, Physics
Experience
Habib Bank AG Zurich August 2015 - Present
Habib Bank AG Zurich October 2006 - Present
Foundation Securities January 2005 - October 2006
AKD Securities December 2002 - January 2005
Credit Agricole Indosuez January 1995 - November 2002
Skills
Portfolio Management, Bankwesen, Kredite, Kreditrisiken, Finanzwesen, Investmentbank, Stammaktien, Wealth Management, Kreditanalyse, Festverzinsliche Werte, Depositengeschäft, Finanzmodelle, Kapitalmärkte, Investitionen, Finanzmärkte, Beziehungsmanagement, Finanzdienstleistungen, Wertbestimmung, Financial Advisory, Unternehmensfinanzierung, Credit Analysis, Hande, Risikomanagement, Financial Analysis, Banking, Internationaler...
Melanie Denman
Senior Associate, PwC
Financial Services
Education
Chartered Institute for Securities and Investment
CISI Level 4 Investment Advice Diploma
Chartered Institute for Securities and Investment
CISI Level 3 Certificate in Investment Operations (IOC)
Tonbridge Grammar School for Girls 1999 — 2006
GCSE and A Level
Experience
PwC September 2015 - Present
Above Wealth March 2013 - August 2015
Julius Baer International Limited January 2010 - February 2013
Clariden Leu Asset Management (Credit Suisse Group), London May 2008 - November 2009
Skills
Wealth Management..., Eastern Europe, Private Banking, Russian, Wealth Management, High Net Worth...
Mike Underwood
Business Development HYPA Management LLP
Real Estate
Education
Bournemouth & Poole College of FE 1992 — 1994
Leisure Management
Ringwood Comprehensive 1987 — 1992
Chartered Institute for Securities and Investment
CISI Level 3 Award for Introduction to Investments
Experience
Hypa Management LLP July 2014 - Present
What Group Limited January 2013 - July 2014
The Resort Group PLC October 2011 - December 2012
The Resort Group Plc July 2009 - December 2012
Avanti 2008 - 2009
Polaris World November 2003 - May 2008
Polaris World May 2002 - 2008
Hill McGlynn and Nash Williams 1998 - 2001
Various Estate Agencies 1994 - 1998
Skills
Business Strategy, Management, Negotiation, Investments, Business Planning, Real Estate, Account Management, New Business Development, Sales, Sales Management, Finance, Business Development
Mo Sharif
Business Development Manager at RC Geeks
Financial Services
Education
Bournemouth University 2008 — 2013
BA (Hons), International Business Management (2:1 / part-time)
Chartered Institute for Securities and Investment 2014 — 2015
Level 6 Diploma in Investment Compliance
Chartered Institute for Securities and Investment 2014 — 2014
Certificate for Risk in Financial Services
CII 2010 — 2011
Certificate in Insurance
APM Group 2013 — 2013
PRINCE2 Foundation Certificate
Experience
RC Geeks October 2015 - Present
Deloitte May 2015 - June 2015
Promontory Financial Group, LLC April 2013 - August 2014
AmTrust Europe Limited October 2012 - February 2013
1st CENTRAL September 2010 - August 2011
1st CENTRAL July 2010 - September 2010
Rias Insurance Plc November 2009 - April 2010
Skills
Equity Derivatives, Project Management, Portfolio Management, Leadership, Interest Rate..., Communication, Financial Services, Compliance Monitoring, Microsoft Office, Complaint Investigations, Quality Assurance, Team Management, Banking, Business Analysis, Financial Promotions, Insurance, Data Analysis, Regulatory Reporting, General Insurance, Marketing, Microsoft Excel
Nicholas Ramsay
Suitability Assistant to the Investment Managment team at Brewin Dolphin
Higher Education
Education
Chartered Institute for Securities and Investment 2014 — 2015
Investment Advice Diploma, UK Regulation and Professional Integrity, Pass
Best STL 2014 — 2014
Intermediate Excel Course
University of Newcastle-upon-Tyne 2010 — 2014
Bachelor of Arts (BA), Ancient History, 2.1
Radley College 2005 — 2010
4 A Level's, English and Ancient History
Chartered Institute for Securities and Investment 2015 — 2015
Investment Advice Diploma, Investment, Risk and Taxation, Pass
Experience
Brewin Dolphin January 2015 - Present
Waverton Investment Management November 2014 - December 2014
Fleming Family & Partners July 2014 - July 2014
Odey Asset Management August 2013 - August 2013
Jupiter Fund Management plc July 2013 - July 2013
Sarasin & Partners June 2013 - June 2013
Cazenove Capital Management July 2012 - August 2012
Cothill Hill School September 2011 - December 2011
Year abroad March 2010 - May 2010
Rugby's World LLC June 2009 - June 2009
Skills
People Skills, Customer Service, Social Media, Microsoft Office, Microsoft Excel, Communication, Analysis, Research, Public Speaking, Team Work, Sales
Niel Lategan
Contractor at Northern Trust Asset Management
Banking
Education
Chartered Institute for Securities and Investment 2015 — 2015
Advanced Certificate in Global Securities Operations, Level 5
UNISA 2007 — 2013
Bcomm, Financial Management Degree
Moonstone 2011 — 2011
FAIS Diploma, Regulatory
Milpark Business School 2009 — 2010
Certificate in Financial Planning, Financial Planning and Services
CFA UK
Investment Management Certificate (IMC)
Chartered Institute for Securities and Investment
Investment Operations Certificate (IOC)
Experience
Northern Trust Corporation January 2014 - Present
J.P. Morgan September 2013 - December 2013
Lloyds International April 2010 - December 2012
Old Mutual July 2007 - March 2010
Skandia March 2007 - June 2007
Northern Trust July 2006 - December 2006
Fidelity Worldwide Investment February 2006 - July 2006
Skills
Pensions, Wealth Management, Retirement Planning, Mutual Funds, Risk Management, Investment Strategies, Alternative Investments, Investment Advisory, Computer Literate, Financial Advisory, Banking, Fixed Income, Retirement, Strategic Financial..., Retail Banking, Investments, Equities
Nilesh Kale
Vice President Chief Operating Officer, Global Markets EMEA, at Société Générale Bank
Banking
Education
Chartered Institute for Securities and Investment 2013 — 2013
CISI Certification in UK – Unit 1 FSA Financial Regulation and Unit 2 on Securities, Investments and Securities
The Institute of Chartered Accountants of India 1997 — 2001
Chartered Accountant, Accounting and Related Services
Sydenham College 1994 — 1997
Bachelor of Commerce (B.Com.), Business/Commerce, General
Experience
Societe Generale Corporate and Investment Banking - SGCIB October 2012 - Present
Société Générale Bank October 2010 - September 2012
Société Générale Bank January 2007 - October 2010
PwC December 2004 - December 2006
KPMG October 2003 - December 2004
PwC June 1997 - September 2003
Skills
Investment Banking, Operational Risk..., Risk Management, Financial Analysis
Oliver Bartholomew
Financial Services
Banking
Education
Chartered Institute for Securities and Investment 2015 — 2016
Chartered Wealth Manager, Financial Services & Wealth Management
ifs University College 2014 — 2014
Diploma in Financial Advice (DIPFA), Wealth Management, Financial Planning and Regulation, Currently Working
University of Durham 2009 — 2012
BA (Hons), Accounting & Finance, BA Hons 2:1
Pontefract NEW College 2007 — 2009
A level, Law - Economics - Sport & Finance and Geography
Kettlethorpe High School 2002 — 2007
GCSE Level study
Experience
Investec July 2014 - Present
Co-operative Commercial Asset Management (CoAM) March 2014 - June 2014
Lloyds Banking Group January 2013 - 2014
Barclays November 2012 - January 2013
Durham University October 2009 - July 2012
Towers Watson March 2012 - March 2012
Barclays July 2011 - January 2012
Skills
Accounting, Experience of working..., Strategy, Financial Risk, Microsoft Excel, Investment Banking, Excellent verbal and..., Teamwork, Organised and..., Financial Analysis, Data Analysis, Finance, Team Leadership, Corporate Finance, Highly developed..., Strategic Financial..., Project Management, Financial Services, Experience of both..., Banking, PowerPoint, Business Strategy, Leadership, Financial Accounting, Time Management, Risk Management, Customer Service, Business Analysis, Analysis, Microsoft Office
Oliver Perry
Private Client Assistant at Brown Shipley
Banking
Education
Chartered Institute for Securities and Investment 2015 — 2015
Portfolio Construction Theory, Chartered Wealth Manager Level 7, Pass
Chartered Institute for Securities and Investment 2014 — 2015
Financial Markets - Chartered Wealth Manager Level 7, Investment Management, Pass
CFA 2014 — 2014
IMC Unit 2, Investment management, Pass
Chartered Institute for Securities and Investment 2014 — 2014
Securities - Level 4, Investment Management, Pass
CFA 2013 — 2013
IMC Unit 1, Investment Management, Pass
The University of Manchester 2008 — 2011
BA(Hons), Business studies and Politics, 2:1
D'overbroecks
Experience
Brown Shipley May 2014 - Present
Brown Shipley April 2012 - May 2014
Bell Pottinger Group February 2012 - February 2012
VCCP November 2011 - December 2011
Skills
Equities, Private Banking, Pensions, Financial Services, Financial Planning, Banking, Microsoft Excel, Investments
Omar Khalil
Bookworm/Graduate Trainee
Financial Services
Education
Kingston University 2012 — 2015
BSc with Honours, Economics, First Class
Chartered Institute for Securities and Investment
Level 3 Introduction to Investment, Pass
Elliott 6th Form 2010 — 2012
Economics, Art, and Mathematics with Statistics
Experience
Intelliflo Ltd September 2015 - Present
Kingston University August 2014 - July 2015
Kingston University September 2014 - June 2015
Kingston University September 2014 - June 2015
Freelance August 2010 - December 2014
Waterstones November 2013 - August 2014
Kingston University November 2013 - August 2014
Marks and Spencer August 2013 - November 2013
Skills
Logistics, Communication, Event Management, PowerPoint, Microsoft Word, Management, Public Speaking, Problem Solving, Photography, Team Leadership, Economics, Microsoft Excel, Photoshop, Mathematics, English, Analytics, Customer Service, Research, Teamwork, Analysis, Japanese, Leadership, Teaching, Data Analysis, Time Management, Microsoft Office
Patrick Mac Entee
Consulting Representative Oracle | Helping enterprise maximise the value of their Oracle ERP/EPM investment
Information Technology and Services
Education
University College Dublin 2003 — 2007
BComm Intl, Commerce & German, Honours 2.1
Institue of Bankers Ireland 2010 — 2012
Qualified Financial Advisor (QFA)
Chartered Institute for Securities and Investment 2008 — 2009
International Investment Administration Qualification
Universität Passau 2005 — 2006
Erasmus Year BWL Betriebswirtschaftslehre
Experience
Davy June 2011 - February 2014
Davy September 2007 - June 2011
Skills
Asset Management, Stockbroking, CRM, Equities, Portfolio Management, Reuters, Microsoft Office, Bonds, Customer Service, Options, Voluntary Sector, Financial Markets, Investments, Currency, Volunteering, Charities, Bloomberg, Trading, Wealth Management
Paul Mattick, PhD (Oxon)
Coinvestment manager and investor relations
Financial Services
Education
CF30 (FCA) 2015 — 2015
Chartered Institute for Securities and Investment 2015 — 2015
Private Client Investment Advice and Management (Level 6)
Chartered Institute for Securities and Investment 2015 — 2015
Associate’s Degree, Associate of the Chartered institute of Securities and Investment (ACSI)
Chartered Institute for Securities and Investment 2015 — 2015
Statement of Professional Standing
Chartered Institute for Securities and Investment 2014 — 2014
Investment Advice Diploma (Level 4)
Oxford University 1999 — 2004
Ph.D., Cardiac Pharmacology
Leeds University 1996 — 1999
1st class BSc (with honours), Physiology and Pharmacology
Frome College 1994 — 1996
A Level's, Biology, Chemistry, Maths
Experience
Oxford Capital Partners December 2012 - Present
Fluidesign UK October 2009 - Present
British Rowing 2006 - August 2012
University of Oxford July 2004 - July 2010
Skills
In Vivo, Teamwork, Quantitative Research, SPSS, Neuroscience, Statistics, Teaching, Research, Molecular Biology, R&D, Emerging Markets, Analysis, Biotechnology, Strategy, Self Starter, Microscopy, Immunology, Drug Discovery, Project Management, Clinical Research, Wealth Management, Scientific Writing, Report Writing, Cell Culture, Prezi, Cell Biology, Venture Capital, Chemistry, Mathematical Modeling, Entrepreneurship, Market Analysis, Clinical Trials, Biochemistry, International Trade, Qualitative Research, Physics, Strategic Planning, Pharmacology, Lifesciences, PCR, High Performance Teams, Import/Export, Business Strategy, Science, Pharmaceutical Industry, Public Speaking, Technology Transfer, Chartered Financial..., Financial Analysis, Data Analysis
Paul Mifsud
MANAGING DIRECTOR at SPARKASSE BANK MALTA PLC
Banking
Education
Bangor University 2013 — 2015
Master of Business Administration (M.B.A.), Banking, Corporate, Finance, and Securities Law
The University of Manchester 2009 — 2010
Fund Administration and Fund Accounting
Chartered Institute for Securities and Investment 1998 — 2000
Investments and Securities
CIG Glion sur Montreux 1988 — 1990
Management and Finance
Downside School 1983 — 1986
Experience
SPARKASSE BANK MALTA PLC October 2006 - Present
Quest Investment Services January 2000 - September 2006
Mifsud Estates January 1993 - May 1998
Skills
Financial Markets, Custody services - AIFM..., Wealth Management, Corporate Finance, Hedge Funds, Investment Advisory, Fixed Income, Derivatives, Alternative Investments, Equities, Leadership, Operational Risk..., Banking, Capital Markets, Investments, Structured Products, Bonds, Asset Management, Management, Financial Services, FX Options, Portfolio Management, Mutual Funds, Business Strategy
Paulo Brás
Securities Processing Senior Specialist in Static & Reporting Team
Financial Services
Education
ISEG - Lisboa School of Economics & Management 2011 — 2015
Licenciatura em Economia, Economia
ACCA
Acca certification, Accounting and Finance
Chartered Institute for Securities and Investment
Certification in Securities & Investment, Investments and Securities
Experience
Citi June 2015 - Present
Accenture December 2014 - May 2015
Thomson Reuters August 2014 - November 2014
Solvay June 2014 - August 2014
Banco Espírito Santo July 2013 - September 2013
Skills
SAP, Economia, Estratégia empresarial, Gestão, Management, Microsoft PowerPoint, Inglês, Microsoft Office, Teamwork, Microsoft Excel, Trabalho em equipe, Mercados financeiros
Peter Downey
Corporate Investments at Barclays
Financial Services
Education
Chartered Institute for Securities and Investment 2015 — 2015
Chartered Wealth Manager
Chartered Institute for Securities and Investment 2013 — 2013
Private Client Investment and Advice Management (PCIAM)
Dublin City University 2004 — 2005
Post Grad, Corporate Treasury
Dublin Business School 1995 — 1999
BA (Hons) Business Studies
Xavier High School
High School
Experience
Barclays August 2015 - Present
Barclays August 2011 - Present
NAB October 2010 - February 2011
Bank of Ireland Global Markets June 2004 - October 2010
Bank of Ireland November 2002 - June 2004
Irish Life International June 2000 - September 2001
Skills
Best Execution, Derivatives, Electronic Trading..., Wealth Management, Treasury Services, Treasury, Investment Strategies, Risk Management, Financial Markets, Banking, Brokerage, Commodities, Foreign Investment, Portfolio Management, Business Relationship..., Investments, Relationship Management, FX Hedging, Foreign Exchange..., Financial Risk, Fixed Income, FX Options, Structured Products, ETFs, Capital Markets, Team Leadership, Commodity, Financial Services, Interest Rate...
Peter Torpy
Investment Manager at Housing Growth Partnership
Wholesale
Education
Chartered Banker (MCIBS)
Chartered Institute for Securities and Investment
Member of the Chartered Institute for Securities and Investment (MCSI)
Institute of Chartered Accountants in England and Wales
ICAEW Corporate Finance Qualification (CF)
University College London, U. of London
Experience
Housing Growth Partnership July 2015 - Present
Lloyds Banking Group April 2012 - July 2015
Lloyds Banking Group September 2009 - April 2012
Lloyds Banking Group September 2008 - September 2009
Bank of Scotland March 2008 - September 2008
Bank of Scotland September 2007 - March 2008
Bank of Scotland March 2007 - September 2007
Bank of Scotland September 2006 - March 2007
BBC September 2005 - August 2006
Phillip Ashdown
KYC Analyst at Barclays Investment Bank
Investment Management
Education
Chartered Institute for Securities and Investment 2015 — 2015
CISI Level 3 Award for Introduction to Investment, Banking and Financial Support Services, Pass
London Metropolitan University 2000 — 2003
Business Economics and Finance, Economics, Finance, Accounting, Marketing
Greensward College 1993 — 1998
Experience
Barclays Investment Bank September 2015 - Present
Barclays Investment Bank August 2014 - September 2015
Barclays Investment Bank June 2013 - July 2014
Barclays Wealth and Investment Management February 2013 - March 2013
Lloyds Banking Group November 2012 - December 2012
Man Investments September 2010 - February 2012
JM Finn Capital Markets March 2010 - September 2010
Royal Bank of Scotland September 2009 - September 2009
J.P. Morgan July 2008 - March 2009
Instinet Incorporated May 2006 - July 2008
Skills
Pivot Tables, Account Reconciliation, Business Analysis, Settlement Instructions, Back Office, Omgeo Oasys, Economics, Operations Management, Fund Administration, Fidessa, Microsoft Excel, Banking, Coordination, Clearstream, Reuters 3000, Client Liaison, Trading, Settlement, Reference Data, DTC, Data Management, Data Reconciliation, Bloomberg, Crest, Euroclear, Financial Risk, Liquidation, Instructions, Equities, Answering Phones, Investment Banking, Data Entry, Reliability, Time Management, Gloss, Static Data, Organization, Alerts, Cedel, Balance Sheet, Private Client Services, SSIS, Derivatives
Rakesh Rai
Vice President, Conduct Risk, Barclays
Banking
Education
Chartered Institute for Securities and Investment
CISI Diploma
The University of Manchester
BA (Hons), Modern European Languages (Italian and French), 2:1
Experience
Barclays Bank PLC September 2001 - Present
Japan Exchange and Teaching Programme 1997 - 2000
Rameshwari Mahadalkar
Senior Associate Global Operations at ISS | Institutional Shareholder Services
Financial Services
Education
Chartered Institute for Securities and Investment 2007 — 2009
Investment Administration Qalification (IAQ), Asset Servicing, Global Securities Operations & Operational Risk
Jankidevi Bajaj Institute Of Management Studies 2003 — 2005
Masters Degree in Management Studies
BVCoE- Mumbai University 1998 — 2002
Bachelor's Degree in Engineering, Chemical Engineering
Ramnarain Ruia College 1996 — 1998
Higher Secondary School Certificate
Experience
ISS Institutional Shareholder Services January 2013 - Present
ISS Institutional Shareholder Services February 2008 - December 2012
ISS Institutional Shareholder Services December 2006 - January 2008
ICICI Bank May 2005 - February 2006
Ravi Dadlani
Consultant
Banking
Education
Chartered Institute for Securities and Investment 2010 — 2010
Private Client Investment Advice and Management, Merit
Chartered Insurance Institute 2008 — 2008
Certificate in Financial Planning Paper 2
Institute of Financial Services 2004 — 2004
Certificate in Mortgage Advice and Practice
Chartered Insurance Institute 2002 — 2003
Financial Planning Certificate (1, 2 & 3)
University of Brighton 1998 — 2001
Bachelor’s Degree, International Finance & Capital Market Studies
Mill Hill School 1993 — 1998
Experience
Dadlani Tailors December 2011 - March 2015
St. James's Place Wealth Management December 2011 - January 2013
NatWest May 2005 - November 2011
NatWest August 2003 - May 2005
NatWest October 2001 - August 2003
LLoyds TSB January 2000 - December 2000
Skills
High Net Worth..., Leadership, Lead Generation, Project Management, Inheritance Tax Planning, Financial Advisory, Financial Services, Financial Planning, Customer Service, Business Strategy, Private Banking, Finance, Trusts, Financial Planners, Wealth, Financial Analysis, Investments, Sales Management, Strategic Financial..., Wealth Management, Mortgage, Retirement Planning, Estate Planning, Investment Advisory, Wealth Management..., Pensions, Income Protection, Investment Strategies, Investment Management, Entrepreneurship, Mortgage Lending, Business Development
Rebecca Broadbent
Management Information Analyst at Brown Shipley
Investment Management
Education
Chartered Institute for Securities and Investment 2014 — 2015
Chartered Wealth Manager Qualification - Level 7 - Financial Markets Exam, Investment Management, Pass
Chartered Institute for Securities and Investment 2014 — 2015
Chartered Wealth Manager Qualification - Level 7 - Portfolio Construction Theory Exam, Investment Management, Pass
CFA Society United Kingdom 2013 — 2014
Level 4 Certificate in Investment Management (IMC), Investments and Securities, Pass
University of Exeter 2009 — 2012
Bachelor of Science (BSc), Mathematics
Royal Latin School 2002 — 2009
A Levels - English Literature, Mathematics, Art
Experience
Brown Shipley October 2013 - Present
Brown Shipley August 2012 - October 2013
Skills
Equities, Wealth Management, Fixed Income, Investment Management, Financial Services, Private Banking, Asset Management, Banking, Portfolio Management, Investment Strategies, Investments
Richard Hallum
Director, Chartered Wealth Manager at Coutts
Financial Services
Education
Chartered Institute for Securities and Investment 2015 — 2015
Chartered Wealth Manager
Chartered Institute for Securities and Investments 2013 — 2013
Chartered MCSI
Chartered Institute of Securities and Investment 2011 — 2011
Private Client Investment Advice and Management (ACSI)
Kingswood 1976 — 1982
Maths and Physics
Experience
Coutts April 2014 - Present
Coutts September 2004 - March 2014
NatWest 1995 - 2004
NatWest April 1991 - January 1995
Skills
High Net Worth..., Investment Management, Banking, Wealth Management, Relationship Management, Investment Strategies, Inheritance Tax Planning, Wealth Structuring, Financial Services, Asset Managment, Investment Banking, Investments, Investment Advisory, Alternative Investments, Structured Products, Pensions, Wealth Management..., Portfolio Management, Hedge Funds, Financial Advisory, Private Banking, Strategic Financial..., Wealth, Private Equity
Richard Major
Financial Services
Education
The University of Salford 2012 — 2015
Bachelor’s Degree, Accounting and Finance, Higher Second Class, 2:1 Honours
Chartered Institute for Securities and Investment 2010 — 2011
International Certificate in Wealth Management, International Finance
Chartered Institute for Securities and Investment 2010 — 2010
International Introduction to Investment, International Finance
Liverpool John Moores University 2007 — 2008
Bachelor of Arts (BA), Fine Art
The Manchester Metropolitan University 2006 — 2007
Foundation degree, Art & Design
The Manchester Grammar School 1998 — 2006
A Levels, Mathematics, Chemistry, Physics, Art&Design
Experience
North West Commissioning Support Unit May 2014 - August 2014
Bank for International Settlements June 2013 - September 2013
deVere Group June 2010 - September 2012
ThinkDM May 2009 - June 2010
Search Media September 2007 - May 2009
Skills
Investments, Finance, Financial Planning, Brand Developement, Key Performance..., Discipline, Vendor Management, Recruiting, Staff Management, New Business Development, Copy Editing, Editorial, Quality Control, Management, Customer Service, Financial Planners, Information Security, Accountability, Business Development, Brand Development, Communication, Financial Analysis, Strategy, Sales Performance, New Business Generation, Business Strategy, Visual Basic, Networking, Integrity, Electronic Submissions, Marketing, Writing, Vision, Key Account Management, Financial Services, Project Management, Financial Advisory, Analysis, Personal Finance
Robert Haggerty
Compliance Manager Head of Global Major Share Disclosure at Aberdeen Asset Management
Oil & Energy
Education
Chartered Institute of Internal Auditors 2009 — 2013
IIA Diploma, Internal Audit, PIIA
Chartered Institute for Securities and Investment
Investment Management Certificate, Investments and Securities
Chartered Institute for Securities and Investment
Investment Administration Qualification, Investments and Securities
University of Aberdeen 2001 — 2005
Second Class Honours (2:1), Mathematics
Experience
Aberdeen Asset Management September 2015 - Present
Centrica March 2014 - July 2015
Aberdeen Asset Management January 2012 - March 2014
Aberdeen Asset Management October 2011 - January 2012
Aberdeen Asset Management May 2009 - November 2011
Aberdeen Asset Management April 2006 - May 2009
Skills
Operational Risk, Due Diligence, Investments, Auditing, Risk Management, Corporate Finance, Corporate Governance, Internal Controls, Internal Audit, Financial Audits, Financial Risk, Finance, Enterprise Risk..., Asset Management, Portfolio Management
Rocio Vega de seoane
Asesoramiento financiero
Banking
Education
Chartered Institute for Securities and Investment 2013 — 2014
CHARTED INSTITUTION OF SECURITY INVESTMENTS (CISI), WEALTH MANAGEMENT
Universitat Pompeu Fabra 2013 — 2014
MASTER EN ASESORAMIENTO FINANCIERO, ASESORAMIENTO FINANCIERO
IE Business School 2002 — 2003
MASTER PROFESIONAL DE FISCALIDAD, FISCALIDAD
IEB 1995 — 2000
LICENCIADA EN DERECHO Y MASTER DE 5 AÑOS, ESTUDIOS FINANCIEROS Y DERECHO
The London School of Economics and Political Science (LSE) 1998 — 1998
INTRODUCCION AL DERECHO ANGLOSAJON, Derecho internacional y estudios jurídicos internacionales
NUESTRA SEÑORA DEL RECUERDO (JESUITAS) 1992 — 1995
Experience
CaixaBank February 2005 - September 2015
CORPORACION EÓLICA CESA September 2001 - January 2004
Skills
Habilidades sociales, rigor en planificacion, organizacion comercial, alta capacidad de..., escucha activa, capacidad de liderazgo
Runa Begum
Senior Compliance Analyst at Aberdeen Asset Management
Investment Management
Education
Chartered Institute for Securities and Investment 2013 — 2014
CISI Level 6 Diploma in Investment Compliance
Chartered Institute for Securities and Investment 2012 — 2013
Level 3 Certificate in Investment Operations
The London School of Economics and Political Science (LSE) 2004 — 2007
Bachelor of Laws (LLB)
Experience
Aberdeen Asset Management November 2014 - Present
Sajid Mohammad
Sharepoint Operations Manager at Fujitsu
Information Technology and Services
Education
Heriot-Watt University 2014 — 2016
Master of Business Administration (MBA), Business Administration (MBA) with Specialism in Strategic Planning, Pending
Chartered Institute for Securities and Investment 2015 — 2015
CISI Level 2 Award, Fundamentals of Financial Services, Pass
Glasgow Caledonian University 2004 — 2005
PGDip, Computer Network Security
Robert Gordon University 2000 — 2004
BSC (Hons), Computer Science
Experience
Fujitsu August 2015 - Present
Balfour Beatty - IT July 2014 - August 2015
Baflour Beatty Business Services April 2014 - June 2014
Balfour Beatty WorkSmart - Shared Application Services January 2012 - April 2014
Balfour Beatty Plc October 2010 - March 2012
Oracle Corporation September 2007 - November 2010
Skills
Business Process, Weblogic, OID, Oracle Applications, SOA, ITIL v3 Foundations..., Oracle Service Bus, Middleware, PL/SQL, Oracle E-Business Suite, SQL, Identity Management, Oracle, Integration, XML, UCM, Oracle 11g, Enterprise Content..., Oracle Application..., Oracle Fusion Middleware, ITIL, Technical Architecture, WebCenter, Solution Architecture, ESB, JavaScript, OVD, Management, Oracle Application..., Oracle BPEL, HTML, WebLogic, SDLC, Web Services, IT Service Management, Oracle UCM, Oracle SOA Suite
Samuel Howe
Business Analyst at Kleinwort Benson Private Bank
Banking
Education
University of Leicester 2008 — 2009
MSc, Finance
University of Leicester 2005 — 2008
BSc (2:1), Chemistry
Chartered Institute for Securities and Investment
Experience
Kleinwort Benson Private Bank January 2014 - Present
Brewin Dolphin April 2012 - December 2013
Brewin Dolphin April 2010 - April 2012
Skills
Investment Management, Fixed Income, Portfolio Management, Equities, Investments, Asset Management